Jodee Brubaker-Rager and her team of experienced compliance professionals provide the quality of support advisors hope to find at their Broker-Dealer, together with a focus on personal attention and flexibility that larger firms struggle to match. Geneos Wealth Management's compliance team has extensive experience and understands that you deserve the highest level of service.
Our Interests Are Aligned
- We are there to help you avoid the legal and regulatory land mines that can result in unintentional negative consequences to your business. - We are here to know and understand the many rules and regulations and apply those to the firm and your business using a risk based common sense approach. - We are here to advise the firm's management regarding reasonable risk mitigation to maintain a healthy balance sheet and regulatory reputation.
Balancing the pressure of current and future regulation is paramount. We believe that proactively making compliance everyone's business is essential to maintaining our advisors' and Geneos' successful reputation.
We are committed to work side by side with our advisors to maintain compliance with all industry regulation while allowing them to remain truly independent in how they choose to build and run their business.